Category Archives: economy

The Idea of Justice: a review

This post just pulls in my review of Amartya Sen’s 2010 book The Idea of Justice, which I had originally posted on Goodreads in 2011 soon after I finished reading the book. It had picked up a few ‘likes’ but little discussion, so I thought I’d post it here again. I’ve added a few links for context.

The Idea of JusticeThe Idea of Justice by Amartya Sen

My rating: 2 of 5 stars

When an author as distinguished as Amartya Sen, Nobel Laureate in economics and acclaimed polymath and thinker, writes on the issue of justice, one expects great insight into an aspect central to human life and democracy. With more than 400 dense pages of text and footnotes, over 30 pages of notes, and a long preface, Sen’s book tries to take the reader through a labyrinth of ideas and literature from ancient times to modern days. Indeed, in proposing an approach that is philosophically and morally relevant to human freedom and capability, and that integrates well with modern views on democracy and openness, Sen makes a stalwart contribution to the literature of our times.

Sen’s essential thesis is simple. He sets up a contrast between two views of justice. The more paradigmatic traditional view, which Sen calls transcendental institutionalism, based on John Rawls‘s A Theory of Justice is set against a more realization-focused comparative approach developed by many thinkers and espoused by Sen himself. The former depends on a social contract among individuals that will ostensibly evolve in a hypothetical ‘original condition’ of impartiality where everyone is free of their vested interests due to a ‘veil of ignorance‘ that separates them from what they will be in the real world. This is then supposed to lead to two fundamental principles of justice (liberty, equality and equity) and determine the right institutions and rules governing justice, after which we are home and free on the road to perfect justice. In the latter view, Sen questions whether perfect justice is either attainable or required, and if creating institutions and rules are sufficient to see that justice is actually achieved in the real world. The answer, rather obviously, is no. We are mostly not interested in what perfect or ideal justice is in a given situation; mostly, what we have are two or more options that we need to assess to see which would be more just. Such assessment, should be based on reasoning, preferably public reasoning that is open, impartial, and democratic and leads to the best social choices and actual realization of justice among people in the real world. The contrast between the two concepts is also presented by Sen as the distinction between the concepts of niti and nyaya in Indian thought.

This overarching message of the book and the additional weight provided by someone like Sen in pushing it, is a valuable one. It suggests that in a world rife with problems and conflicts, citizens and the media have a more central role in engaging with issues, learning about them, reasoning publicly over diverse choices, and arriving at rational and better courses of action.

In the end, however, the book disappoints more than it edifies, it frustrates more than it clarifies. To be fair, this is not because Sen’s reasoning is defective or that the approach to justice he espouses in the book is vague or poorly reasoned. It fails partly because Sen is not really saying anything new in this book that he and others have not already said earlier. More important, Sen buries his simple and highly relevant thinking and his effort to pull ideas together under a cloud of pedantry and repetition. Only a diehard reader willing to suffer some poor, laboured writing in order to grasp some really rich ideas can plough through this book.

Does a man who knows so much about the economy of the world, know so little about the economy of words?

Early on, Sen describes the essential features of Rawls’s theory briefly, with the apology that

…every summary is ultimately an act of barbarism…

and his counter-view and reasoning. This, along with other related ideas on the importance of reason and impartiality, is then repeated many times (easily over a dozen times, but one loses count) throughout the book. Not only does Sen repeat the basic idea of justice (often in more or less the same words) in the text, he repeats himself in the extensive footnotes, and just in case you haven’t caught on, he obligingly marks in numerous additional footnotes that this same point was already made by him in an earlier chapter. It becomes rather more than a passing annoyance when he repeats his expression of what Rawls’s ‘veil of ignorance’ means thrice in two paragraphs (pg. 197-8). If summaries are an act of barbarism, then how does one describe such verbiage: vandalism? To quote Sen himself (pg. 73):

Words have their significance but we must not become too imprisoned by them.

Or even better, if only Sen had heeded the words of Ludwig Wittgenstein quoted in the first sentence of the first chapter of his book:

What can be said at all can be said clearly; and whereof one cannot speak thereof one must be silent.

Reading Sen’s repetitive work, one feels for his editor, Stuart Profitt, who Sen says in the Acknowledgements made “invaluable comments and suggestions… almost on every page of every chapter”, mentioning his “relief” at the end of this book, which we come to understand well. Still, one wishes Sen could have ‘Profitted’ more from the editing. Sorely tempted, at the end of the 400+ page book to commit a barbaric act myself, I summarised his tome into a single sentence:

John Rawls’s theory that perfect justice can be derived by creating the right institutions and rules based on principled social contracts among people in a hypothetical original condition where everyone is ignorant of what they will be in the real world, is untenable; instead, the idea of justice requires open, impartial, and public reasoning to arrive at more just and democratic solutions through social choices made by comparing actual available alternatives, while being mindful of process and outcome on people in the real world.

Three other aspects I found wanting in this book are (a) the lack of discussion of real cases and choices on burning issues of justice, (b) the paucity of discussion on how his idea of justice naturally translates into important consequences for debates on global environment (e.g., climate change, wildlife conservation issues), and (c) his rather limited use of Asian philosophy, literature, and ideas. A few lines about each of these below.

Sen makes passing mention of some real cases: a line about the Iraq war and the role of the US (which he calls “this country”, on pg. 71, giving away the readership he seems to be writing for), mentions of famines, the French Revolution, and rights of women and slavery. There is some empirical data and discussion on famine in Chapter 16, but again based on old material he has covered in his 1981 book Poverty and famines. When Sen does discuss a case in greater depth, it is rather frivolous invented examples, about personal freedom and choices when sitting on seats in airplanes, or three children and a flute. These are alright to introduce the nuances of choice in justice, but in all this mad, chaotic world could Sen really find no real cases where the same dilemma for justice is present? He talks so much about realization and consequence in the real world, but the real world of cases is strangely absent in his own book. Real injustice and the failure of institutions could be well illustrated and discussed in many cases: for example, the Bhopal tragedy, the Holocaust, or the case of global climate change.

My greatest disappointment with the book was, however, more personal. As someone interested in the environment conservation movement—including issues of global justice, social choices and sustainability, and the expansion of human ethical horizons to include nature and the interests of animals—I expected more from this book than I perhaps should have, given that it is, ultimately, written by a Harvard economist. Sen deals with sustainable development and the environment in a little over 4 pages (pg. 248-252), bringing mainly two points to the fore. One, that development should not be seen as antagonistic to environment as it could lead to benefits, for instance through empowerment, female education and reduction in fertility rates. Second, that conservation can be based on our sense of values and our freedom and capability to hold and pursue those values is sufficient substantive reason to pursue conservation goals: a sort of freedom to conserve, indeed.

When Sen speaks of social choices, rationality, and other aspects of people such as sympathy and sharing, he seems oblivious, at least in this book, about the rich literature in anthropology and biology (including evolution and animal behaviour and psychology), and ethics (including environmental ethics and animal rights). Arguably, these have more contemporary relevance to the issue than Adam Smith‘s early and other economists’s recent speculations, uninformed by biology and anthropology, on these matters. The ideas of various thinkers such as Thomas Hobbes, Jeremy Bentham, Thomas Nagel, Adam Smith, and Mary Wollstonecraft, have been discussed extensively in the light of recent scientific research on human and primate behaviour, and moral philosophers have extended the ethical principles underlying human rights to issues of animal welfare and rights and environmental conservation. These are relevant, but missing, in the otherwise valuable chapters ‘Rationality and Other People’, ‘Human Rights and Global Imperatives’, and ‘Justice and the World’. This may seem harsh, but until Sen can integrate these views of economics and justice with the stellar advances in fields of biology, anthropology, animal behaviour, and moral philosophy, he remains, not a polymath as some have called him, but like most other economists, mostly a ‘math’.

Finally, Sen brings Asian philosophy to bear rather sparingly in the book. This includes, besides the niti-nyaya gradient, description of some essential ideas from Kautilya’s Arthashastra, the famous debate between Krishna and Arjuna on duty and consequence in the Bhagavad Gita episode of the Mahabharata, about Akbar and Ashoka, and sound bytes from the Buddhist sutta nipata. That’s it? That’s all that thousands of years and billions of people have to contribute to the idea of justice? Or is this a deliberate choice by the author to keep the focus on the John Rawls and Kenneth Arrows of this world? I can’t really tell.

In sum, this is an important book for the core idea it contains. For those who don’t wish to wade through the whole book, four chapters are still worth reading that present the essentials: the Introduction, Chapter 4 on ‘Voice and Social Choice’, Chapter 11 on ‘Lives, Freedoms, and Capabilities’, and Chapter 15 on ‘Democracy as Public Reason’. There are some interesting books and literature cited in the bibliography that can lead one to a wider reading (e.g., Jonathan Glover, Barry Holden, Jon Elster). One wishes, however, that Sen will enlarge his view and shrink his text in his next offering.

So it goes.

View all my reviews

Why Mizoram must revive, not eradicate, jhum

There is something extraordinary about the cheraw (bamboo dance) performed during Chapchar Kut. The dance is unique, elegant, and spectacular, but it carries a deeper connection to the land and lives of the people, particularly to the remarkable practice of shifting agriculture (or jhum) which subtly encapsulates the dance of the bamboos themselves on the mountains of Mizoram.

I first watched the grand cheraw performance at the Assam Rifles stadium in Aizawl in Mizoram’s Gospel Centenary year. Although the state had seen great transformations in religion, traditions and economy over the last century, the cheraw itself had been retained as a deeper marker of culture.

The cheraw dance performance at Chapchar Kut in Mizoram's gospel centenary year (1995)

The cheraw dance performance at Chapchar Kut following Mizoram’s gospel centenary year (24 February 1995).

Two decades later, in 2014, I watched the cheraw performed again in the same stadium by Mizo boys and girls decked in bright traditional dresses patterned with bamboo-like designs on clothing and headgear.

Nearly two decades later, the cheraw performance at Chapchar Kut 7 March 2014).

Nearly two decades later, the cheraw performance at Chapchar Kut 7 March 2014).

To the clacking beat of the bamboo held by the boys at their feet, the girls gracefully stepped and danced as if nothing had changed across the years. Yet, in the surrounding countryside, much had.

The government had been continually trying to eliminate jhum and replace it with monoculture plantations such as teak, rubber, and oil palm. This attempt to eradicate jhum goes against the grain of ecology, agriculture, and culture of Mizoram. Consider these four reasons.

Jhum helps retains forest cover

First, foresters claim jhum causes loss of forest cover. Scientists have instead pointed out the loss is only temporary and that too in small patches that are cleared. This contrasts sharply with the permanent loss of extensive forest cover when jhum is replaced by other land uses such as settled agriculture and monoculture plantations of oil palm, rubber, and teak. Plantations such as oil palm and rubber that directly cause deforestation are being promoted by the state government. This accounts for over 20,000 hectares of forest loss in Mizoram in just the last few years.

Jhum does lead to a change in the type of forest cover. As soon as cultivation is over and the fields are rested, forests very rapidly regenerate on jhum fallows. Dense bamboo forests, especially mautak (Melocanna baccifera), and secondary forests with trees rapidly cover the jhum landscape. For every hectare cultivated, at least 5 to 10 hectares are left regenerating. This forest cover is still superior to plantations of a single species such as oil palm and rubber that are not forest at all.

An aerial view of the jhum shifting agriculture landscape in Mizoram, northeast India. Note extensive cover of bamboo, secondary, and mature forests retained in landscape even as cleared jhum fields of the current year lie drying in the sun.

An aerial view of the jhum shifting agriculture landscape in Mizoram, northeast India. Note extensive cover of bamboo, secondary, and mature forests retained in landscape even as cleared jhum fields of the current year lie drying in the sun.

Jhum supports biodiversity in the landscape

Second, biologists report  jhum areas have fewer plant and animal species than mature rainforests. But they also point out the wider jhum landscape supports more biodiversity than terraced agriculture, oil palm, tea, and rubber plantations.

Wildlife scientists, including myself, have underscored the need to protect mature rainforests. Mizoram  has done a creditable job in protecting such forests in the core zones of many wildlife reserves such as Dampa, Murlen, and Ngengpui. In the surrounding landscape, however, the dense bamboo and secondary forests created by jhum are better for biodiversity conservation than any of the artificial monocultures being planted. This must be acknowledged.

A sustainable, organic farming system

Third, from an agricultural point of view, jhum is unfairly labelled as an unproductive system. Comparing yields per hectare of specific crops (such as rice) in jhum with other ‘modern’ agricultural systems, fails to consider many benefits of jhum. Jhum is a multiple-crop system that raises diverse food and cash crops, conserves indigenous seeds and varieties, and promotes household food security. Also, while cultivation may last a single year, farmers gain resources over many years from fields and regenerating forests: fuelwood, perennial crops, bamboo and bamboo shoots, mushrooms and forest foods, housing materials and timber. A fair comparison with other systems of farming would take into account the returns to farmers over the entire jhum cycle (and not just yields per hectare at a single harvest). Agricultural scientists today believe jhum is a sustainable farming system that can be refined rather than replaced.

It is the stated policy of the Central Government and Indian states like Sikkim and Kerala to transform conventional agriculture towards organic farming. This is a progressive trend. For Mizoram, the first state to enact organic farming legislation, it is doubly ironic that the authorities are trying to eradicate this remarkable organic farming system (jhum) instead of capitalising on having a head start. The state’s attempt to eradicate jhum is regressive from the perspectives of current scientific understanding of agroecology and government policy.

The dance of the future

Finally, the cheraw at Chapchar Kut subtly and intricately epitomises cultural connections and values. The  group dance celebrates the spirit of community that Mizoram is famous for and embodied in tlawmngaihna, the bamboo attests the connection to forest and land (ram), and the circular dance within the bounds of the bamboo seemingly reflects the rotational system of jhum cultivation itself. But today, as oil palm and rubber plantations begin to replace bamboo and jhum, an economy based on culture, diversity, and community is being replaced by one dependent on cash, permanent monocrops, and private interests.

What will happen then, in future, to the dance of the bamboos? I imagine Mizo boys and girls assembling at the Assam Rifles Grounds in Aizawl for the dance. But the boys are not holding bamboo culms at the feet of the girls any more: they are at the gates in dark suits selling tickets, collecting cash. The girls, clad in monotonous green dresses patterned with spikes and needles, stand in the sun, alone, their arms aloft, their palms open and fingers splayed wide, their eyes staring, unblinking at the fierce sun. The feet of the girls are fixed to the earth and don’t move. And through the gates, the spectators trickle in, to see the Mizos perform the oil palm dance.

One hopes that such a dance is never performed, that such a day never comes.

This article first appeared in the Chapchar Kut special issue of The Frontier Despatch, 4 March 2016.

Writing about the environment: a letter

Road to Perdition, a piece by Neha Sinha and myself published in the July issue of Fountain Ink, triggered a response from Aasheesh Pittie: a handwritten letter that he has posted here on his blog. Aasheesh critiques our piece for not being emphatic or dramatic enough, given the drastic, unprecedented, and barely-regulated assault on India’s environment now underway. He raises vital concerns on how we write about the environment and hoped his letter would begin a dialogue. In the spirit of taking the conversation ahead, here is the letter I wrote in response. Do read his letter first before reading on. And add your thoughts and comments!





The other invisible hand

One of the perils of ignoring the environment is the consequent failure to notice that the environment never ignores you. Healthy environments support human health and flourishing even as conservation secures natural resources and livelihoods. On the flip side, environmental degradation rebounds as economic losses, while pollution strikes at the heart of public health. Can one afford to ignore the environment when it affects both economy and health?

This global question now confronts India, as a developing nation surging ahead towards its predicted destiny as the world’s third largest economy by 2030. In its pursuit of a neo-liberal growth model, focused on indices such as Gross Domestic Product (GDP), the country has accorded lower priority to public health and environment (in the last national budget, the already low financial allocations for these sectors were slashed further by 20% and 25%, respectively). The growth model presumes that social benefits will accrue via the ‘invisible hand’ of market forces, possibly mediated by increased public revenues and spending following economic growth. Meanwhile, environmental conservation remains predicated on creation of regulations and reserves, while public health is contingent on access to clinics and care. Governance systems consider economy, ecology, and health as different domains, ignoring their inescapable connections.

India cannot afford to let this situation continue longer. The country confronts unprecedented air and water pollution and environmental contamination and degradation. Connections among health, economy, and environment revealed by recent research needs to urgently inform policy and praxis.

Smog in the skies of Delhi, India

Smog in the skies over New Delhi, India (Photo courtesy: Wikimedia Commons)

Pollution, health, and economy

Take the recent air pollution crisis in the national capital, New Delhi. Implicated in serious lung, respiratory, and other diseases affecting its citizens including over 2 million schoolchildren, the crisis exemplifies a country-wide malaise. Over 660 million people, half of India’s population, live in areas where fine particulate matter (PM2.5) pollution exceeds the National Ambient Air Quality Standard, reducing life expectancy by an estimated 3.2 years on average.

In 2011, PM2.5 and other atmospheric emissions from 111 coal-fired power plants across India resulted in 80,000 to 115,000 premature deaths and over 20 million asthma cases. The economic cost to the public and the government was estimated at US$ 3.2 – 4.6 billion. Agriculture, too, is seriously affected. Climate and air pollution impact (due to ozone and black carbon) has reduced average wheat crop yields across India in 2010 by up to 36%, with yield loss up to 50% in some densely populated states.

Air pollution is not restricted to cities but extends into the countryside because of poorly regulated industries and coal-based thermal power plants (Photo: Aruna Chandrasekhar).

Air pollution is not restricted to cities but extends into the countryside because of poorly regulated industries and coal-based thermal power plants (Photo courtesy: Aruna Chandrasekhar).

Indoor air pollution due to use of inefficient biomass-based cookstoves is another serious health issue. In India, it causes over one million deaths and affects the health of over 400 million people, particularly women and children.

Similar concerns, connecting health, ecology, and economy, arise in water pollution and over-dependence on chemicals in industrial agriculture. The Central Ground Water Board reported recently that over half of India’s districts suffered groundwater contamination, including with heavy metals above permissible levels in 113 districts across 15 states. Along rivers, about two thirds of the water courses are polluted, with nearly 275 of 290 monitored rivers having highly polluted stretches. Water pollution does not only cause water-borne diseases and other direct health impacts, it can negatively affect diet and livelihoods due to the loss of fish and aquatic resources, contamination of soils and loss of agricultural productivity downstream of industrial and mining sites.

A 2013 World Bank study estimated that the financial and social costs of environmental degradation in India amounted to about US$ 80 billion or 5.7% of the country’s GDP. Of this, outdoor air pollution accounted for 29%, followed by indoor air pollution (23%), cropland degradation (19%), water supply and sanitation (14%), and pasture and forest degradation (15%).

River polluted with industrial effluents and ash from coal-based thermal power plants in Korba, one of India's most polluted industrial clusters (Photo courtesy: Aruna Chandrasekhar)

River polluted with industrial effluents and ash from coal-based thermal power plants in Korba, one of India’s most polluted industrial clusters located in Chhattisgarh District (Photo courtesy: Aruna Chandrasekhar)

Environment, climate change, and public health

How environment affects public health is often difficult to trace, but connections are evident and significant. A 2006 World Health Organisation (WHO) study attributed 24% of the disease burden (healthy life years lost) and 23% of all deaths (premature mortality) worldwide to environmental factors. The burden of environment-mediated disease and mortality is also higher in developing countries. Further, a large part of this is due to non-communicable diseases (NCDs).

In 2014, the WHO country profile for India noted that 60% of the 9.8 million human deaths were due to NCDs. The four big killers—cardiovascular diseases, chronic respiratory diseases, cancer, and diabetes—account for 48% of all deaths and 80% of deaths due to NCDs. NCDs are a global problem—causing 68% of 56 million global deaths in 2012—that disproportionately affects low- and middle-income countries. Cardiovascular and respiratory health suffers due to air pollution, while cancers and hormonal disruption are known to occur due to many pollutants in the environment.

Scientists predict that the health situation will worsen under ongoing climate change. Increasing incidence of NCDs, besides other effects such as rise in vector-borne diseases and injuries due to climate extremes, is likely. In 2014, the Intergovernmental Panel on Climate Change concluded with very high confidence that climate change will exacerbate existing health problems over the next few decades.

The economic fallout will also be high. One study estimated that India’s GDP in 2004 would have been 4% – 10% higher if NCDs were completely eliminated, while a 2014 report estimates that India stands to lose over US$ 4.58 trillion between 2012 and 2030 due to NCDs. Economic policies that alter occupation, mobility, and diet can exacerbate these problems, such as when lifestyles become more sedentary or livelihoods change from rural or forest-based occupations to working in polluted industrial areas as wage labour. The health – environment – economy connect has become a vital concern in recent debates such as over mining in forests where forest-dependent communities live, land acquisition of farms for industry and infrastructure, and reducing pollution from coal and shifting to renewables.

Expansion of mining in a Constitutionally-protected Adivasi District of Latehar in Jharkhand, where communities risk forced evictions, loss of common property resources, and livelihoods (Photo courtesy: Aruna Chandrasekhar)

Expansion of mining in the Constitutionally-protected Adivasi District of Latehar in Jharkhand, where communities risk forced evictions, loss of common property resources and livelihoods (Photo courtesy: Aruna Chandrasekhar)

Health in all, for all

As research findings accumulate, the connections between environment, health, and economy grow stronger. This has many implications for policy. For instance, health impact assessments must become a mandatory part of environmental and social impact assessments in industrial and development projects. The GDP-centric measurement of progress should make way for more holistic indices that include progress in health and environmental protection. Instead of viewing environment as a ‘hindrance’ or public health as a ‘burden’, economic policy must consider these integral to human development, and provide higher financial outlays. Finally, India’s draft National Health Policy 2015 recognises the need to integrate environmental and social determinants of health across all sectors, in keeping with the ‘Health in All’ approach, but concrete actions required in individual sectors are yet to be identified.

Ultimately, human lives and livelihoods, health and resources derive from the natural environment: humans are a part of nature. The environment is, in that sense, the other invisible hand that leads to a cleaner and safer, more alive and inspiring world where people can live and flourish. Environmental health subsumes and is connected to human health, just as the health of one’s body subsumes and is connected to the health of one’s heart.

(This post first appeared here in the International Health Policies Blog.)

Select references

  1. Greenstone, M., Nilekani, J., Pande, R., Ryan, N., Sudarshan, A., and Sugathan, A. 2015. Lower pollution, longer lives: life expectancy gains if India reduced particulate matter pollution. Economic and Political Weekly 50(8): 40–46.
  2. Guha, R. 2014. The other illiteracy: the Indian road to unsustainability. The Telegraph 9 August 2014.
  3. Pradyumna, A. 2015. Health aspects of the Environmental Impact Assessment process in India. Economic and Political Weekly 50(8): 57–64.
  4. Prüss-Üstün, A., and Corvalán, C. 2006. Preventing disease through healthy environments: towards an estimate of the environmental burden of disease. World Health Organisation, Geneva.
  5. World Bank. 2013. India: Diagnostic assessment of select environmental challenges an analysis of physical and monetary losses of environmental health and natural resources (in Three Volumes). World Bank Report No. 70004-IN.

Fire and renewal in Mizoram

Last month, a photo-story of mine appeared in the remarkable People’s Archive of Rural India. Here is an excerpt and some images as a slide show. You can read the full story here Crop cycles: Fire and renewal in Mizoram.

March 15, 2014: Today, farmers of the Serhmun village would start a fire on the hills near Tuilut, to meet a deadline set by the state government. We were in Damparengpui, a remote village in Western Mizoram, from where we wanted Lal Sanga to take us in his autorickshaw up the bumpy, winding hill road to Tuilut.

“Do you really want to go all the way to see that?” he asked. It would turn out to be the loudest, hottest, most spectacular fire that I had witnessed at close range. A deliberate fire that would reduce to ashes what had been, until some weeks ago, a dense bamboo forest. And yet, the fire did not signify destruction as much as it did a new beginning.

Read on…

Or click to view the slide show.

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How green is your tea?

(With Divya Mudappa in Business Line, BLink magazine special issue on animals, 27 Sep 2014)

Gaur grazing at edge of a forest in a tea estate in the Anamalai hills.

Gaur grazing at edge of a forest in a tea estate in the Anamalai hills.

You could have imagined you were on a forest trail. Fifty metres away, the dark hulk of a solitary bull gaur, over five feet tall at the shoulder with taut muscles and thick, curving horns, looks up from the swampy valley where he stands in his white-stockinged legs. Eyes locked with gaur, your ears pick up the harsh bark of a great hornbill resounding through the cool mountain air from a patch of tall trees on the hill slope beyond. As you skirt the gaur and walk quietly down the trail, stepping past fresh scat of a sloth bear and dropped quills of a porcupine, a stripe-necked mongoose darts across, a flash of crimson bright against background green. The green is not the multi-hued mosaic of a real forest, but a more uniform smear of a monoculture. Row upon row of neatly pruned metre-high bushes range away in tight lines, punctuated by well-spaced and heavily-lopped silver oak trees. In the mountains of the Western Ghats, at the edge of the Anamalai Tiger Reserve, you are walking through a large tea plantation.

In south India, tea is grown as extensive monocultures with sparse canopy of alien silver oak trees.

In south India, tea is grown as extensive monocultures with sparse canopy of alien silver oak trees.

Tea plantations often get bad press from environmentalists as ‘green deserts‘. As a form of intensive production based on keeping large estates under a single crop, tea plantations tend to support far fewer wild species than comparable areas under native forests. Still, when one takes a broader perspective, tea estates, too, can play a role in wildlife conservation. Recent field studies show that by modifying conventional land-use practices and protecting some neglected parts of the tea estate landscape these plantations can help conserve wild species. They also illustrate how important it has become to widen the scope of conservation into the countryside outside wildlife protected areas such as national parks and sanctuaries.

Read on here… or from magazine pages below.





Perils of oil palm

The Economic Survey Mizoram 2012-13 made a bold claim. After quoting the Forest Survey of India’s (FSI) State of Forest Report 2011 that 90.68% of Mizoram is under forest cover, the Economic Survey claimed, literally in bold letters in a box, that the State’s forests

have suffered serious depletion and degradation due to traditional practice of shifting cultivation, uncontrolled fire, unregulated fellings etc.

The claim is a frequent one made by the state government and the agri-horticulture bureaucracy. Actually, what the 2011 FSI Report said was

Due to change in customary cultivation practices, focus has now shifted to raising horticultural crops… thus preventing secondary growth on old shifting cultivation patches. This has also led to the decline in forest cover assessed in the state.

Thus, Mizoram’s forest cover may be taking a turn for the worse not because of shifting cultivation but because of the State’s push to establish permanent cultivation, notably horticulture crops such as oil palm.

An oil palm plantation on a steep slope adjoining Dampa Tiger Reserve, Mizoram (Photo via Wikimedia Commons).

Permanent plantations and settled agriculture also result in permanent loss of forest cover, unlike the temporary loss of forest cover followed by regeneration that is characteristic of shifting cultivation. Unfortunately, the FSI reports do not distinguish areas under plantations, nor do they carefully record patterns of regeneration, so on-ground change in land use and forest cover remains difficult to assess accurately. As a result, Mizoram’s remarkable organic farming system of shifting agriculture, locally called jhum or ‘lo’, remains much misunderstood and maligned.

Oil palm clearing ground Borneo

Tropical rainforests cleared for oil palm plantation in Sabah, Malaysian Borneo (Photo via Wikimedia Commons).

The expansion and impacts of oil palm (Elaeis guineensis and E. oleifera) cultivation in tropical regions, especially in south-east Asian countries, is now a global problem from social, conservation, and climate change perspectives. Palm oil now accounts for a third of vegetable oil use worldwide. The area under oil palm cultivation is rapidly increasing from around 3.6 million hectares in 1961 to over 16.4 million hectares in 2011, much of it by cutting down mature, secondary, and peat swamp tropical forests. The deforestation and burning of forests in southeast Asia for oil palm is leading to species extinctions, water shortages, and widespread pollution, besides contributing to climate change.

Oil palm and rainforest fragment Borneo

Forest areas have shrunk to fragments as oil palm plantations expand over vast areas in south-east Asian countries, like here in Sabah, Malaysian Borneo (Photo via Wikimedia Commons).

In India, oil palm plantations are now being actively promoted by government and private companies, including in Mizoram where 101,000 hectares have been earmarked and over 17,500 hectares have already been permanently deforested for oil palm cultivation. Near Aizawl’s Lengpui airport, a large hoarding now advertises the benefits of oil palm cultivation. But the photographs of irrigated oil palm trees on flat lands appear incongruous amid the surrounding steep slopes withering dry in the sun during summer.

Oil palm promotional poster along the highway near Lengpui airport.

Oil palm promotional poster along the highway near Lengpui airport.

Further ahead, in areas newly cleared of bamboo and forest cover, small oil palm plantations appear and bare slopes are studded with rubber saplings. Intended as permanent crops, these plantations are often touted as superior to shifting cultivation by government authorities and private companies.

Forest cleared for establishment of monoculture rubber plantation: worse than jhum?

Forest cleared for establishment of monoculture rubber plantation: worse than jhum?

In Mizoram, area under plantations of oil palm, rubber, and teak is increasing. Teak, a deciduous tree not naturally occurring in Mizoram, is planted extensively by the State Forest Department even in evergreen forest zones. All these plantations are worse than shifting cultivation from an ecological viewpoint. Shifting cultivation is preferable to industrial and monoculture plantations because it creates and maintains a dense mosaic of bamboo, secondary, and mature forests in the jhum landscape. In other parts of northeast India, diverse bamboo forests and jhum areas are being replaced by tea plantations, mining, and timber monocultures. Scientific research from rainforests of south-east Asia and the Western Ghats of India attests that industrial monocultures, such as teak, tea, oil palm, and rubber, provide habitat for fewer wildlife species than natural, mature, and secondary forests. A study from Thailand revealed that rubber and oil palm plantations have 60% fewer bird species than lowland rainforest.

Oil palm is conventionally grown as monocultures after clear-felling forest, retaining little or no natural tree cover. Numerous studies have documented that oil palm plantations support very few rainforest plant and animal species. Oil palm plantations may shelter less than 15% of the forest biodiversity, besides reducing water availability and quality in hill streams. My own recent research from the Dampa landscape along with Jaydev Mandal, research scholar at Gauhati University, indicates that monoculture oil palm is much worse for wildlife than the jhum mosaic of regenerating forests and fallows in the landscape.

Oil palm plantations now occupy shifting cultivation fields on slopes and wet rice cultivation areas in valleys.

Oil palm plantations now occupy shifting cultivation fields on slopes and wet rice cultivation areas in valleys.

Under multiple schemes besides the State’s flagship New Land Use Policy (NLUP), both Centre and State are subsidising seedlings, fertilizer, and building of water tanks, besides the construction of oil palm mills to benefit private companies. Furthermore, in an unusual arrangement, the State has apportioned captive districts to the three private companies (Godrej Oil Palm Limited, Ruchi Soya Industries Limited, and Food, Fats & Fertilizers Limited) for palm oil business, thereby making these farms “corporate plantations in effect” as one recent news report puts it.

Converting secondary forests and shifting agriculture to oil palm is a travesty of watershed management.

Converting secondary forests and shifting agriculture to oil palm is a travesty of watershed management.

In Mamit District, oil palm is even planted after clearing forests on slopes and catchments under the Integrated Watershed Management Programme. Water is diverted from natural streams to tanks and taken through pipes to feed this water-demanding crop in newly-deforested areas, in a brazen travesty of the concept of watershed management. In contrast to such support and subsidies, the State Government provides no support for farmers practicing ‘lo’ shifting agriculture.

Shifting cultivation is often considered an unsustainable practice. In reality, the major challenges today for sustainable agriculture and agroecology actually concern industrial agriculture and plantations: how to reduce dependence on agrochemicals and move to organic farming, how to diversify from single to multiple crops, how to integrate fallows and hedgerows and unplanted areas in plantation landscapes, how to retain native plant species and vegetated buffers along rivers, ravines, and ridges. Oil palm promoters and planters have not made any effort to retain valuable bamboo forest patches, wet rice valley agriculture fields, strips of forest vegetation along streams and rivers to prevent erosion and pollution, or implement other essential safeguards. All these aspects of sustainable agriculture, missing in oil palm plantations, are often already practiced in shifting cultivation in Mizoram.

Better land use: The jhum landscape mosaic of fields, regenerating fallows, and forests (on left) is a better form of land use and forest cover than monoculture oil palm plantations (on right).

Better land use: The jhum landscape mosaic of fields, regenerating fallows, and forests (on left) is a better form of land use and forest cover than monoculture oil palm plantations (on right).

A 2012 review of the science and sustainability of jhum in Mizoram in the journal Agroforestry Systems by Dr Paul Grogan of Queen’s University, Canada, and Drs F. Lalnunmawia and S. K. Tripathi of University of Mizoram, Aizawl, notes

… in contrast to many policy-makers, shifting cultivation is now considered a highly ecologically and economically efficient agricultural practice provided that [authors’ emphasis] the fallow period is sufficiently long.

The authors list options to enhance shifting cultivation, such as nutrient and water supplementation, optimising crop choice to extend site use period along with measures to further retain soil and fertility, and judicious use of commercial fertilizer coupled with organic inputs. Jhum farming, with or without refinements, and modified multi-cropping systems such as the Changkham model and Sloping Agricultural Land Technology (SALT) are all preferable to monoculture plantations such as oil palm.

Trying to wean farmers away from jhum and remove land forever from the ambit of shifting cultivation by usurping spaces for permanent plantations will have significant repercussions for ecology and economy. As oil palm and rubber plantations begin to replace bamboo and jhum and permanently dot and scar the slopes of Mizoram, an economy based on culture, diversity, and community is changing to one based on cash, permanent monocrops, and private interests. Instead of promoting such a transition in Mizoram—a land of steep slopes, fragile ecology, water scarcities, and remote villages—a policy more sensitive to land and the needs of farmers who practice ‘lo’ shifting agriculture is urgently needed.

This article appeared on 20 August 2014 in Newslink, a daily published from Aizawl, Mizoram. [Original PDF here]. It is cross-posted on EcoLogic.